Securities Underwriting & Dealing Subsidiaries
Description
A broker-dealer authorized to engage in securities underwriting, dealing, or market-making may, under certain circumstances, be acquired by a bank holding company, by a foreign bank subject to the Bank Holding Company Act, or by a state member bank. The resulting subsidiaries and the institutions owning them are listed here under the following categories: Section 20 Subsidiaries (as of March 31, 2011) and Section 4(k)(4)(E) Securities Subsidiaries (as of December 19, 2013).
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Tags
- frs-officially-released-data
- data-resource
- frs-created-data
- securities-brokers-dealers-underwriters
- financial-institutions-and-services