SEC Administrative Proceedings for 2009 through 2013

Description

This file contains the respondents, release number, release date, and the url of the notices and orders concerning the institution and/or settlement of administrative proceedings.

Resources

Name Format Description Link
55 administrative_proceedings_2013.xml https://www.sec.gov/files/opa/data/other/sec-administrative-proceedings-2009-through-2013/administrative_proceedings_2013.xml
55 administrative_proceedings_2012.xml https://www.sec.gov/files/opa/data/other/sec-administrative-proceedings-2009-through-2013/administrative_proceedings_2012.xml
55 administrative_proceedings_2011.xml https://www.sec.gov/files/opa/data/other/sec-administrative-proceedings-2009-through-2013/administrative_proceedings_2011.xml
55 administrative_proceedings_2010.xml https://www.sec.gov/files/opa/data/other/sec-administrative-proceedings-2009-through-2013/administrative_proceedings_2010.xml
55 administrative_proceedings_2009.xml https://www.sec.gov/files/opa/data/other/sec-administrative-proceedings-2009-through-2013/administrative_proceedings_2009.xml

Tags

  • sec-markets-and-data
  • administrative-proceedings

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