Information About Registered Investment Advisers and Exempt Reporting Advisers

Description

The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system.

Resources

Name Format Description Link
57 ia050114.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia050114.zip
57 ia120908.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia120908.zip
57 ia060506.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia060506.zip
57 ia110124-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-exempt-reporting-advisers/ia110124-exempt.zip
57 ia-050324.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-exempt-reporting-advisers/ia-050324.zip
57 ia090122.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia090122.zip
57 ia020121.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia020121.zip
57 ia100113.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia100113.zip
57 ia090313.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia090313.zip
57 ia060208.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia060208.zip
57 ia040119.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia040119.zip
57 ia120318-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia120318-exempt.zip
57 ia120318.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia120318.zip
57 ia030215.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia030215.zip
57 ia020215-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia020215-exempt.zip
57 ia090109.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia090109.zip
57 ia100124-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-exempt-reporting-advisers/ia100124-exempt.zip
57 ia050324-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia050324-exempt.zip
57 ia040224-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia040224-exempt.zip
57 ia030124-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia030124-exempt.zip
57 ia020524.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia020524.zip
57 ia010324.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia010324.zip
57 ia120623-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia120623-exempt.zip
57 ia120623.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia120623.zip
57 ia110123.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia110123.zip
57 ia100523-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia100523-exempt.zip
57 ia100523.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia100523.zip
57 ia090623.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia090623.zip
57 ia08102023.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia08102023.zip
57 ia07072023-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia07072023-exempt.zip
57 ia07072023.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia07072023.zip
57 ia060223.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia060223.zip
57 ia051023_1.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia051023_1.zip
57 ia040423-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia040423-exempt.zip
57 ia040423.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia040423.zip
57 ia030223.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia030223.zip
57 ia020323.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia020323.zip
57 ia010523-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia010523-exempt.zip
57 ia010523.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia010523.zip
57 ia120122.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia120122.zip
57 ia110722.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia110722.zip
57 ia100322-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia100322-exempt.zip
57 ia090122-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia090122-exempt.zip
57 ia080122.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia080122.zip
57 ia070122-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia070122-exempt.zip
57 ia060122-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia060122-exempt.zip
57 ia050120-exempt.zip https://www.sec.gov/files/node/add/data_distribution/ia050120-exempt.zip
57 ia110119.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia110119.zip
57 ia030119.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia030119.zip
57 ia110117-exempt.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia110117-exempt.zip
57 ia020116.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia020116.zip
57 ia120114-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia120114-exempt.zip
57 ia120213.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia120213.zip
57 ia-exempt-08102023.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia-exempt-08102023.zip
57 ia070122.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia070122.zip
57 ia050222.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia050222.zip
57 ia030122-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia030122-exempt.zip
57 ia030122.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia030122.zip
57 ia020722.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia020722.zip
57 ia010322-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia010322-exempt.zip
57 ia010322.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia010322.zip
57 ia120121.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia120121.zip
57 ia110121.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia110121.zip
57 ia100421-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia100421-exempt.zip
57 ia100421.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia100421.zip
57 ia090121-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia090121-exempt.zip
57 ia090121.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia090121.zip
57 ia060121.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia060121.zip
57 ia040521-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia040521-exempt.zip
57 ia030121-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia030121-exempt.zip
57 ia020121-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia020121-exempt.zip
57 ia010521-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia010521-exempt.zip
57 ia010521.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia010521.zip
57 ia120220-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia120220-exempt.zip
57 ia120220.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia120220.zip
57 ia110220-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia110220-exempt.zip
57 ia110220.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia110220.zip
57 ia100120-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia100120-exempt.zip
57 ia100120.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia100120.zip
57 ia090220-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia090220-exempt.zip
57 ia090220.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia090220.zip
57 ia080320-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia080320-exempt.zip
57 ia050120.zip https://www.sec.gov/files/node/add/data_distribution/ia050120.zip
57 ia040120-exempt.zip https://www.sec.gov/files/node/add/data_distribution/ia040120-exempt.zip
57 ia040120.zip https://www.sec.gov/files/node/add/data_distribution/ia040120.zip
57 ia030220-exempt.zip https://www.sec.gov/files/node/add/data_distribution/ia030220-exempt.zip
57 ia030220.zip https://www.sec.gov/files/node/241526/edit/ia030220.zip
57 ia010220.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia010220.zip
57 ia120219-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia120219-exempt.zip
57 ia120219.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia120219.zip
57 ia110119-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia110119-exempt.zip
57 ia100119-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia100119-exempt.zip
53 ia090319-exempt.xlsx https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia090319-exempt.xlsx
57 ia080119-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia080119-exempt.zip
57 ia070119.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia070119.zip
57 ia050119-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia050119-exempt.zip
57 ia040119-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia040119-exempt.zip
57 ia030119-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia030119-exempt.zip
57 ia020119-2-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia020119-2-exempt.zip
57 ia020119-2.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia020119-2.zip
57 ia110118-exempt.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia110118-exempt.zip
57 ia110118.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia110118.zip
57 ia090418-exempt_1.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia090418-exempt_1.zip
57 ia090418.zip https://www.sec.gov/files/investment/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia090418.zip
57 ia080118-exempt.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia080118-exempt.zip
57 ia080118.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia080118.zip
57 ia070218-exempt.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia070218-exempt.zip
57 ia070218.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia070218.zip
57 ia060118-exempt.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia060118-exempt.zip
57 ia040218.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia040218.zip
57 ia030118-exempt.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia030118-exempt.zip
57 020118-exempt.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/020118-exempt.zip
57 ia020118.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia020118.zip
57 ia110117.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia110117.zip
57 ia100217-exempt.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia100217-exempt.zip
57 ia100217.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia100217.zip
57 ia090117-exempt_0.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia090117-exempt_0.zip
57 ia080117-exempt.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia080117-exempt.zip
57 ia080117.zip https://www.sec.gov/files/data/information-about-registered-investment-advisers-and-exempt-reporting-advisers/ia080117.zip
57 ia063017.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia063017.zip
57 ia063017-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia063017-exempt.zip
57 ia060117.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia060117.zip
57 ia050117-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia050117-exempt.zip
57 ia030117.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia030117.zip
57 ia030117-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia030117-exempt.zip
57 ia020117-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia020117-exempt.zip
57 ia020117.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia020117.zip
57 ia010317.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia010317.zip
57 ia120116-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia120116-exempt.zip
57 ia110116-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia110116-exempt.zip
57 ia100316-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia100316-exempt.zip
57 ia100316.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia100316.zip
57 ia090116.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia090116.zip
57 ia090116-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia090116-exempt.zip
57 ia080116-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia080116-exempt.zip
57 ia070116.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia070116.zip
57 ia070116-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia070116-exempt.zip
57 ia060116-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia060116-exempt.zip
57 ia050216-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia050216-exempt.zip
57 ia030116-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia030116-exempt.zip
57 ia020116-exempt.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia020116-exempt.zip
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57 ia100115.zip https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia100115.zip
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