Description
This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.
Resources
| Name | Format | Description | Link |
|---|---|---|---|
| January 2018 | Text | bd010118.txt | Open resource |
| January 2019 | Text | bd010119.txt | Open resource |
| January 2023 | Text | bd-010123.txt | Open resource |
| January 2025 | Text | bd010125.txt | Open resource |
| January 2026 | Text | bd010126.txt | Open resource |
| January 2020 | Text | bd010219.txt | Open resource |
| January 2024 | Text | bd-010224.txt | Open resource |
| January 2021 | Text | bd010421.txt | Open resource |
| January 2022 | Text | bd0120321.txt | Open resource |
| February 2018 | Text | bd020118.txt | Open resource |
| February 2020 | Text | bd020120.txt | Open resource |
| February 2021 | Text | bd020121.txt | Open resource |
| February 2022 | Text | bd020122.txt | Open resource |
| February 2023 | Text | bd-020123.txt | Open resource |
| February 2024 | Text | bd-020124.txt | Open resource |
| February 2025 | Text | bd020125.txt | Open resource |
| February 2026 | Text | bd020126.txt | Open resource |
| February 2019 | Text | bd0201.txt | Open resource |
| March 2019 | Text | bd0301_0.txt | Open resource |
| March 2021 | Text | bd030121.txt | Open resource |
| March 2022 | Text | bd030122.txt | Open resource |
| March 2023 | Text | bd-030123txt.txt | Open resource |
| March 2024 | Text | bd-030124.txt | Open resource |
| March 2025 | Text | bd030125.txt | Open resource |
| March 2026 | Text | bd030126.txt | Open resource |
| March 2018 | Text | bd0301.txt | Open resource |
| April 2019 | Text | bd0401_0.txt | Open resource |
| April 2021 | Text | bd040121.txt | Open resource |
| April 2022 | Text | bd040122.txt | Open resource |
| April 2023 | Text | bd040123.txt | Open resource |
| April 2024 | Text | bd040124.txt | Open resource |
| April 2025 | Text | bd040125.txt | Open resource |
| April 2018 | Text | bd0401.txt | Open resource |
| May 2019 | Text | bd0501_0.txt | Open resource |
| May 2023 | Text | bd050123.txt | Open resource |
| May 2024 | Text | bd050124.txt | Open resource |
| May 2025 | Text | bd050125.txt | Open resource |
| May 2018 | Text | bd0501.txt | Open resource |
| May 2021 | Text | bd050321.txt | Open resource |
| May 2022 | Text | bd050922.txt | Open resource |
| June 2018 | Text | bd060118.txt | Open resource |
| June 2019 | Text | bd060119.txt | Open resource |
| June 2020 | Text | bd060120.txt | Open resource |
| June 2021 | Text | bd060121.txt | Open resource |
| June 2023 | Text | bd060123.txt | Open resource |
| June 2024 | Text | bd060124.txt | Open resource |
| June 2025 | Text | bd060125.txt | Open resource |
| June 2022 | Text | bd061122.txt | Open resource |
| July 2018 | Text | bd070118.txt | Open resource |
| July 2020 | Text | bd070120.txt | Open resource |
| July 2021 | Text | bd070121.txt | Open resource |
| July 2022 | Text | bd070122.txt | Open resource |
| July 2023 | Text | bd070123.txt | Open resource |
| July 2024 | Text | bd-070124.txt | Open resource |
| July 2025 | Text | bd070125.txt | Open resource |
| July 2019 | Text | bd070219.txt | Open resource |
| August 2017 | Text | bd080117.txt | Open resource |
| August 2020 | Text | bd080120.txt | Open resource |
| August 2022 | Text | bd080122_1_0.txt | Open resource |
| August 2023 | Text | bd080123.txt | Open resource |
| August 2025 | Text | bd080125.txt | Open resource |
| August 2018 | Text | bd0801.txt | Open resource |
| August 2021 | Text | bd080221.txt | Open resource |
| August 2019 | Text | bd0805.txt | Open resource |
| August 2024 | Text | bd082024.txt | Open resource |
| September 2018 | Text | bd090118.txt | Open resource |
| September 2020 | Text | bd090120.txt | Open resource |
| September 2022 | Text | bd090122.txt | Open resource |
| September 2023 | Text | bd-090123.txt | Open resource |
| September 2024 | Text | bd090124.txt | Open resource |
| September 2025 | Text | bd090125.txt | Open resource |
| September 2017 | Text | bd0901.txt | Open resource |
| September 2021 | Text | bd090221.txt | Open resource |
| September 2019 | Text | bd090319.txt | Open resource |
| October 2018 | Text | bd1001_0.txt | Open resource |
| October 2019 | Text | bd1001192.txt | Open resource |
| October 2020 | Text | bd100120.txt | Open resource |
| October 2021 | Text | bd100121.txt | Open resource |
| October 2022 | Text | bd100122.txt | Open resource |
| October 2023 | Text | bd100123.txt | Open resource |
| October 2024 | Text | bd100124.txt | Open resource |
| October 2025 | Text | bd100125.txt | Open resource |
| October 2017 | Text | bd1001.txt | Open resource |
| November 2018 | Text | bd1101_0.txt | Open resource |
| November 2019 | Text | bd110119_0.txt | Open resource |
| November 2021 | Text | bd110121.txt | Open resource |
| November 2022 | Text | bd110122.txt | Open resource |
| November 2023 | Text | bd-110123.txt | Open resource |
| November 2024 | Text | bd110124.txt | Open resource |
| November 2025 | Text | bd110125.txt | Open resource |
| November 2017 | Text | bd1101.txt | Open resource |
| November 2020 | Text | bd110220.txt | Open resource |
| December 2018 | Text | bd1201_0.txt | Open resource |
| December 2019 | Text | bd120119.txt | Open resource |
| December 2020 | Text | bd120120.txt | Open resource |
| December 2022 | Text | bd120122.txt | Open resource |
| December 2023 | Text | bd120123.txt | Open resource |
| December 2024 | Text | bd120124.txt | Open resource |
| December 2025 | Text | bd120125.txt | Open resource |
| December 2021 | Text | bd1201_2.txt | Open resource |
| December 2017 | Text | bd1201.txt | Open resource |
| January 2008 | Text | bd010108.txt | Open resource |
| January 2009 | Text | bd010109.txt | Open resource |
| January 2010 | Text | bd010110.txt | Open resource |
| January 2012 | Text | bd010112.txt | Open resource |
| January 2014 | Text | bd010114.txt | Open resource |
| January 2016 | Text | bd010116.txt | Open resource |
| January 2017 | Text | bd010117.txt | Open resource |
| January 2015 | Text | bd010215.txt | Open resource |
| January 2011 | Text | bd010411.txt | Open resource |
| January 2013 | Text | bd010413.txt | Open resource |
| February 2008 | Text | bd020108.txt | Open resource |
| February 2009 | Text | bd020109.txt | Open resource |
| February 2010 | Text | bd020110.txt | Open resource |
| February 2011 | Text | bd020111.txt | Open resource |
| February 2012 | Text | bd020112.txt | Open resource |
| February 2013 | Text | bd020113.txt | Open resource |
| February 2014 | Text | bd020114.txt | Open resource |
| February 2015 | Text | bd020115.txt | Open resource |
| February 2016 | Text | bd020116.txt | Open resource |
| February 2017 | Text | bd020117.txt | Open resource |
| March 2008 | Text | bd030108.txt | Open resource |
| March 2009 | Text | bd030109.txt | Open resource |
| March 2010 | Text | bd030110.txt | Open resource |
| March 2011 | Text | bd030111.txt | Open resource |
| March 2012 | Text | bd030112.txt | Open resource |
| March 2013 | Text | bd030113.txt | Open resource |
| March 2014 | Text | bd030114.txt | Open resource |
| March 2015 | Text | bd030115.txt | Open resource |
| March 2016 | Text | bd030116.txt | Open resource |
| March 2017 | Text | bd030617.txt | Open resource |
| March 2007 | Text | bd032307.txt | Open resource |
| April 2008 | Text | bd040108.txt | Open resource |
| April 2009 | Text | bd040109.txt | Open resource |
| April 2010 | Text | bd040110.txt | Open resource |
| April 2011 | Text | bd040111.txt | Open resource |
| April 2012 | Text | bd040112.txt | Open resource |
| April 2013 | Text | bd040113.txt | Open resource |
| April 2014 | Text | bd040114.txt | Open resource |
| April 2015 | Text | bd040115.txt | Open resource |
| April 2016 | Text | bd040116.txt | Open resource |
| April 2017 | Text | bd040317.txt | Open resource |
| May 2009 | Text | bd050109.txt | Open resource |
| May 2011 | Text | bd050111.txt | Open resource |
| May 2012 | Text | bd050112.txt | Open resource |
| May 2013 | Text | bd050113.txt | Open resource |
| May 2014 | Text | bd050114.txt | Open resource |
| May 2015 | Text | bd050115.txt | Open resource |
| May 2016 | Text | bd050116.txt | Open resource |
| May 2017 | Text | bd050117.txt | Open resource |
| May 2010 | Text | bd051110.txt | Open resource |
| June 2008 | Text | bd060108.txt | Open resource |
| June 2009 | Text | bd060109.txt | Open resource |
| June 2010 | Text | bd060110.txt | Open resource |
| June 2011 | Text | bd060111.txt | Open resource |
| June 2012 | Text | bd060112.txt | Open resource |
| June 2013 | Text | bd060113.txt | Open resource |
| June 2014 | Text | bd060114.txt | Open resource |
| June 2015 | Text | bd060115.txt | Open resource |
| June 2016 | Text | bd060116.txt | Open resource |
| June 2017 | Text | bd060117.txt | Open resource |
| June 2007 | Text | bd060507.txt | Open resource |
| July 2008 | Text | bd070108.txt | Open resource |
| July 2009 | Text | bd070109.txt | Open resource |
| July 2010 | Text | bd070110.txt | Open resource |
| July 2011 | Text | bd070111.txt | Open resource |
| July 2012 | Text | bd070112.txt | Open resource |
| July 2013 | Text | bd070113.txt | Open resource |
| July 2014 | Text | bd070114.txt | Open resource |
| July 2015 | Text | bd070115.txt | Open resource |
| July 2016 | Text | bd070116.txt | Open resource |
| July 2017 | Text | bd070317.txt | Open resource |
| August 2008 | Text | bd080108.txt | Open resource |
| August 2009 | Text | bd080109.txt | Open resource |
| August 2010 | Text | bd080110.txt | Open resource |
| August 2011 | Text | bd080111.txt | Open resource |
| August 2012 | Text | bd080112.txt | Open resource |
| August 2013 | Text | bd080113.txt | Open resource |
| August 2014 | Text | bd080114.txt | Open resource |
| August 2015 | Text | bd080115.txt | Open resource |
| August 2016 | Text | bd080116.txt | Open resource |
| August 2007 | Text | bd080207.txt | Open resource |
| September 2008 | Text | bd090108.txt | Open resource |
| September 2009 | Text | bd090109.txt | Open resource |
| September 2010 | Text | bd090110.txt | Open resource |
| September 2011 | Text | bd090111.txt | Open resource |
| September 2012 | Text | bd090112.txt | Open resource |
| September 2013 | Text | bd090113.txt | Open resource |
| September 2014 | Text | bd090114.txt | Open resource |
| September 2015 | Text | bd090115.txt | Open resource |
| September 2016 | Text | bd090116.txt | Open resource |
| September 2007 | Text | bd091207.txt | Open resource |
| October 2007 | Text | bd093007.txt | Open resource |
| October 2008 | Text | bd100108.txt | Open resource |
| October 2009 | Text | bd100109.txt | Open resource |
| October 2010 | Text | bd100110.txt | Open resource |
| October 2011 | Text | bd100111.txt | Open resource |
| October 2012 | Text | bd100112.txt | Open resource |
| October 2013 | Text | bd100113.txt | Open resource |
| October 2014 | Text | bd100114.txt | Open resource |
| October 2015 | Text | bd100115.txt | Open resource |
| October 2016 | Text | bd100116.txt | Open resource |
| November 2007 | Text | bd110107.txt | Open resource |
| November 2008 | Text | bd110108.txt | Open resource |
| November 2009 | Text | bd110109.txt | Open resource |
| November 2010 | Text | bd110110.txt | Open resource |
| November 2011 | Text | bd110111.txt | Open resource |
| November 2012 | Text | bd110112.txt | Open resource |
| November 2013 | Text | bd110113.txt | Open resource |
| November 2014 | Text | bd110114.txt | Open resource |
| November 2015 | Text | bd110115.txt | Open resource |
| November 2016 | Text | bd110116.txt | Open resource |
| December 2007 | Text | bd120107.txt | Open resource |
| December 2008 | Text | bd120108.txt | Open resource |
| December 2009 | Text | bd120109.txt | Open resource |
| December 2010 | Text | bd120110.txt | Open resource |
| December 2011 | Text | bd120111.txt | Open resource |
| December 2012 | Text | bd120112.txt | Open resource |
| December 2013 | Text | bd120113.txt | Open resource |
| December 2014 | Text | bd120114.txt | Open resource |
| December 2015 | Text | bd120115.txt | Open resource |
| December 2016 | Text | bd120116.txt | Open resource |
| March 2020 | Text | bd030120.txt | Open resource |
| April 2020 | Text | bd040120.txt | Open resource |
| May 2020 | Text | bd050120.txt | Open resource |