Commission Opinions and Adjudicatory Orders for 2008, 2009 and 2010

Description

This file contains the respondents, release number, release date, and the url of the opinions and orders issued by the Commission adjudicating either appeals from initial ALJ decisions or disciplinary or adverse action taken by self-regulatory organizations (such as FINRA) or motions in connection with these proceedings.

Resources

Name Format Description Link
55 commission_opinions_orders_2008.xml https://www.sec.gov/files/opa/data/other/commission-opinions-and-adjudicatory-orders-2008-2009-and-2010/commission_opinions_orders_2008.xml
55 commission_opinions_orders_2010.xml https://www.sec.gov/files/opa/data/other/commission-opinions-and-adjudicatory-orders-2008-2009-and-2010/commission_opinions_orders_2010.xml
55 commission_opinions_orders_2009.xml https://www.sec.gov/files/opa/data/other/commission-opinions-and-adjudicatory-orders-2008-2009-and-2010/commission_opinions_orders_2009.xml

Tags

  • sec-commissioners
  • sec-markets-and-data

Topics

Categories