Description
This file contains the respondents, release number, release date, and the url of the opinions and orders issued by the Commission adjudicating either appeals from initial ALJ decisions or disciplinary or adverse action taken by self-regulatory organizations (such as FINRA) or motions in connection with these proceedings.
Resources
| Name | Format | Description | Link |
|---|---|---|---|
| 2008 | XML | commission_opinions_orders_2008.xml | Open resource |
| 2009 | XML | commission_opinions_orders_2009.xml | Open resource |
| 2010 | XML | commission_opinions_orders_2010.xml | Open resource |